Financial Services
Investment mandate breach, ISDA disputes, and mis-selling loss quantification for financial services.
Financial services disputes require forensic accountants who understand both accounting methodology and the regulatory framework governing investment management, banking, and insurance. Sterling Forensic provides expert evidence on investment management mandate breach, ISDA close-out amount disputes, and mis-selling loss quantification.
We apply FCA redress methodology where appropriate, assess commercial reasonableness in ISDA close-out calculations, and provide regulatory enforcement accounting support for FCA and PRA proceedings.
Frequently Asked Questions
What financial services disputes does Sterling Forensic handle?
We handle financial services disputes including investment management mandate breach (comparing actual vs benchmarked portfolio performance); ISDA close-out amount disputes (assessing commercial reasonableness); and mis-selling loss quantification (applying FCA redress methodology to individual claimant circumstances).
How is investment management negligence loss calculated?
The loss is the difference between the portfolio's actual performance and the performance it would have achieved had the mandate been followed, using appropriate benchmark indices and model portfolios for the investment strategy.
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